Web(a) "Act" — means the Commodity Exchange Act. (b) "Actual Funds" — means the equity in a commodity trading account over which a CTA has trading authority and funds that can be transferred to that account without the client's consent to each transfer. (c) "Appeals Committee" — means the Appeals Committee established under NFA Bylaw 702. Web28 Feb 2024 · Current through January 31, 2024. Section 4.13 - Exemption from registration as a commodity pool operator. This section is organized as follows: Paragraph (a) of this …
CFTC and SEC Adopt Final Rules Defining Swaps - Proskauer
Web24 Oct 2024 · The Commodity Customer Coalition was born in the wake of the MF Global collapse and stands to protect the rights of commodity customers everywhere and fights for strong and fair governance in the ... giftland mall caribbean cinemas
The following is a revised version of the Commodity Exchange Act …
Web§ 4.14 Exemption from registration as a commodity trading advisor. This section is organized as follows: Paragraph (a) of this section specifies the criteria that must be met … WebCommodity Pool Definition Commodity Pool: Defined in Commodity Exchange Act (“CEA”) Section 1(a)(10): an investment trust, syndicate, or similar enterprise that invests in the following “commodity interests”: futures contracts (including “security futures”) options on futures swaps (excluding “security-based swaps”) Web9 Jan 2024 · The CFTC adopted amendments to Rules 4.7(b) and 4.13(a)(3) that will permit qualifying CPOs of private funds to engage in general solicitation in their pool offerings under the limited circumstances contemplated by Congress in adopting the JOBS Act and as permitted by related SEC rules adopted in 2013. 20 In accordance with the JOBS Act, SEC … giftland guyana contact number